Compliance Services

Compliance Officer (outsourced)
GYB can act as your compliance officer on an ongoing basis, taking responsibility for the compliance function within your family office structure. This is suited to family offices that are subject to regulatory requirements — such as those with AIF-related structures, MiFID-adjacent activities, or significant AML obligations — but do not have, or do not wish to maintain, an in-house compliance resource.

• Act as named compliance officer for your entity
• Manage and maintain your compliance programme, policies, and procedures
• Handle regulatory reporting and notifications
• Monitor regulatory developments and assess impact on your structure

Compliance Advisory
For family offices that have an in-house compliance function or handle compliance matters themselves, GYB provides specialist advisory support on an as-needed basis. This includes both standing advisory arrangements and project-based engagements.

• AML and KYC framework design and review
• Compliance gap analyses and internal review support
• Advice on regulatory obligations arising from fund investments, co-investments, or structural changes
• Support in relation to Finansinspektionen communications and registrations

GYB’s compliance team works closely with our in-house lawyers and fund administration experts, meaning complex questions that cross regulatory, legal, and operational boundaries are handled in a joined-up way.