Compliance advisory services

• Guidance on regulatory obligations related to asset management and fund structures
• Implementation of best practice compliance frameworks based on regulatory findings and industry trends
• Advice on the implementation of regulations
• Board-level presentations and strategic input on compliance matters
• Ad hoc support for regulatory questions and emerging compliance issues

• Advice on cross-border regulatory coordination and investor protection standards
• SFDR, AML, remuneration and valuation routines  and governance structures
• Support with regulatory interpretation and implementation of new rules
• Strategic input on new business models, product launches, and marketing strategies
• Support for audits, inspections, and investor due diligence processes

DORA Reporting, Business Continuity and IT Governance

Implementation of DORA policies and governance frameworks.

As the digital threat landscape continues to evolve, regulatory requirements and investor expectations increase with it.

We work with you to prepare and document a solid business continuity plan and robust IT governance framework to contribute to risk mitigation, ensuring compliance with DORA and regulatory requirements.